Regulatory Highlights: July 2023

30 July, 2023 Xiaoshu Liu

Welcome to our Regulatory Highlights for July 2023. Key Takeaways Representation and conduct that may be false and misleading in nature remains high on ASIC’s list; Licensees need to carefully review their ESG-related disclosures; Ongoing monitoring and promptly dealing with any gaps identified are an integral part of a robust compliance framework; Financial services providers …