Regulatory Highlights: September 2023
3 November, 2023
Welcome to our Regulatory Highlights for September 2023. Financial Services Highlights ASIC issues interim stop order on Storehouse Residential Trust (SRT) due to TMD deficiencies ASIC has issued an interim stop order on SRT, a registered managed investment scheme promoted by K2 Asset Management Ltd (K2), due to TMD deficiencies, preventing K2 …
Regulatory Highlights: August 2023
3 November, 2023
Welcome to our Regulatory Highlights for August 2023. Financial Services Highlights ASIC v eToro: DDO ASIC initiated proceedings in the Federal Court against eToro Aus Capital Limited AFSL 491139 (eToro), alleging the following: eToro has breached design and distribution obligations (DDO), by Setting its target market way too broad in light of …